We act for fund managers and financial product manufacturers in connection with the formation and promotion of their financial products and services.
We are experienced in providing advice on the structuring, establishment and promotion of listed and unlisted funds. Our lawyers have acted on numerous capital raisings for both registered and unregistered managed investments schemes. We are able to assist in the formation of new funds, establishing due diligence systems to ensure the availability of defences for issuers, the preparation of disclosure documents and other marketing materials, and liaison with regulators such as ASIC.
We are also able to advise on the regulation of financial services generally such as Australian financial services licensing and the marketing and distribution of financial products and services to wholesale and retail clients.